Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that  the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS

Bangkok, February 19, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 2,166,666.66 baht on {A} {B} and {C}, as well as {D} and {E}, the aiders and abettors, for

Bangkok, January 22, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 26,665,197.12 baht on {A} as the principal, as well as {B} {C} and {D} as the aiders and

financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such

revealed certain factors indicating significant turnaround financial determinants in cases of securities on turnover list, providing recommendations for improvement of rules monitoring listed companies

have to buy the high material cost which we had bought in advan cost is used up almost all in 2 nd and 3 Administration and selling expenses is decreased from last year due to the budget controlling

THB122.76 million from the same period of last year, or 993.96% increase, because loss from write-down of bought condominium for sales, The mainly expenses are from transfer to condominium of ABOVE Sukhumvit

units of long-term equity fund (LTF) bought in 2013 in order to invest in another fund. After reviewing the LTF investment account of such client, {A} informed the client that selling LTF investment units

baht or a 73.22 percent rise from the same period of 2015. Sarath took advantage of the inside information and bought 2,189,700 TOG shares through the trading account of Malita (currently his wife

without using the money to buy investment units as per the clients’ orders, (2) bought investment units less than the amount ordered, (3) misappropriated her clients’ money by depositing it into her own