กลต.กส.(ว) 43/2565 เรื่อง การให้ความร่วมมือกับผู้สอบบัญชีในการดำเนินการตามข้อกำหนดในเรื่องการตอบสนองต่อการไม่ปฏิบัติตามกฎหมายและข้อบังคับ โดยที่ International Ethics Standards Board
investment industry who developed the Principles of Responsible Investment (“PRI”) in 2005. That said, there have been initiatives by the banking sector such as the launch of the Sustainable Banking Guidelines
Office. (3) “code of ethics for professional accountants” means: (a) code of ethics for professional accountants established by the Federation of Accounting Professions (FAP); (b) code of ethics for
of the need for companies to report to the providers of financial capital about how the strategy being pursued creates value over time, the ICGN Global Governance Principles state that: The board
Principles for Undertaking Securities and Derivatives Businesses
and Digital Currency: The Future of Money University of Cape town 42-54 ชั่วโมง online - Blockchain principles - Applying blockchain technology - Crypto assets and the future of financial instruments
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
, strategy, policy and operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company
fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel in an adequate number for all types of
operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel