offered to retail investors in other home jurisdictions of ASEAN members. Also, the scheme must conform to the common standards on Standards of Qualifying CIS in terms of the qualifications of CIS operator
Bangkok, January 21, 2014 ? The SEC revised rules governing provident fund investment for more clarity and flexibility in line with international standards. The new rules have become effective in
Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19
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be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the
services without provisions in Zipmex's rules, conditions and procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a
and withdrawing customer's assets in Trade wallet and Z-wallet, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver
Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
establishing standards recognized globally to attract investors. Representatives from relevant organizations, including ASEAN capital market regulators, the Asian Development Bank (ADB) and the ASEAN