}, the capital market investment consultant received trading orders from the person who was not owner of securities trading account without any written  authorization letter. From the recorded conversation

Thavaramara said: ?The SEC strongly advises against pre-authorization on blank forms or documents of any kind to prevent investment consultants from using such documents to seek unlawful personal gains. Also

not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any

assign their authorization to the CFO? 3 Whether the firm has designated a Quality Control partner who takes ultimate responsibility for the firm’s QC system? If yes, Does the firm leadership provide the

: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the

} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client

orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the

ให้ใช้ราคาที่เหมาะสมตามลำดับ ดังต่อไปนี้ กรณีที่สินค้าโภคภัณฑ์ที่มีราคาอ้างอิงที่เชื่อถือได้ ให้ใช้ราคาตลาด (spot rate) ของสินค้านั้น กรณีอื่น ๆ ให้ใช้ราคาที่ใช้ชำระราคาของฟิวเจอร์เดือนที่ครบกำหนดอายุ

example, illegitimate solicitation of currency exchange, agricultural products and gold spot, many of which are frauds or Ponzi schemes. All of such cases have thus been forwarded to relevant authorities

leader of online top-up machines market, both in terms of number of kiosks and total usage amount. The Company emphasizes efficient Boonterm kiosk spot as well as launches marketing promotion through the