, financial condition or the demand of a specific client (specific advice), such intermediary shall assign the job to an investment planner pursuant to the Notification on Rules related to Capital Market
CRA). 1.8 A CRA should assign analysts who, individually or collectively (particularly where credit rating committees are used), have appropriate knowledge and experience for assessing the
[ii] assign others apart from the REIT manager, it has to be clearly specified such matters. In this regard, such matters shall not have the materiality contary to or in contrast to the Notification of
establish a risk management committee or assign responsibility to the audit committee to assist the board in its oversight functions related to guidelines nos. 6.1.1 – 6.1.4. 6.1.6 The board should regularly
in the Information Memorandum of Connected Transaction of We Retail Public Company Limited attached to this letter. Moreover, the Board of Directors Meeting of the Company had resolved to assign Mr
arbitral proceeding other than those prescribed herein shall be in compliance with the provisions of the Arbitration Act. Clause 5. In the arbitral process, the Office shall assign its staff to perform
proceeding other than those prescribed herein shall be in compliance with the provisions of the Arbitration Act. Clause 5. In the arbitral process, the Office shall assign its staff to perform administrative
securities by using an account of a client for another client who is not the account owner. Clause 26 In undertaking securities brokerage business, a securities company may assign other persons to act as its