notification of the SEC. The consideration and adjudication of appeals under the first paragraph shall be made in accordance with the rules as specified in the notification of the SEC. The appeal under the first
the court .……….., case pending adjudication No. .……/25.. and adjudicated case No..……/25.. between.……………. and………………………………… for an offence of ……………………………………..…….. Punishment inflicted
offence: O yes (please specify in detail) O the final judgement of the court .……….., case pending adjudication No. .……/25.. and adjudicated case No..……/25.. between.……………. and………………………………… for an offence of
offence: O yes (please specify in detail) O the final judgement of the court .……….., case pending adjudication No. .……/25.. and adjudicated case No..……/25.. between.……………. and………………………………… for an offence of
regarding complaint handling and entering into the Office’s arbitration process for the settlement of dispute between the securities company and the customer. In the case where the securities company lacks of
regarding complaint handling and entering into the Office’s arbitration process for the settlement of dispute between the securities company and the customer. In the case where the securities company lacks of
compliance with the notification of the Securities and Exchange Commission governing determination for securities company regarding complaint handling and entering into the Office’s arbitration process for the
, and the agreement by the parties to submit the case to be decided by arbitration; 9 Regulation of the President of the Supreme Court on Class Action B.E. 2559 (2016) Article 27 10 The Civil Procedure
(Record Date) on 20 January, 2020. Please be informed accordingly. Yours sincerely - SOMKIAT VONGSAROJANA - Mr. Somkiat Vongsarojana Managing Director Enclosure 1) The price was set in mediation agreement
through online communication system such as Facebook Live and YouTube within the country and overseas, as well - 12 - as utilizing mediation platform to avoid arrangement of various meetings, such as using