Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm
For the purpose of considering an application for approval as a foreign auditor in the Capital Market for Mr./Mrs./Miss …………………………………………... (applicant’s name) by the Securities and Exchange Commission
Bangkok, January 16, 2009 ? The Capital Market Supervisory Board (CMSB) resolved to extend the due date for TSFC Securities Co., Ltd. (TSFC)?s filing of petition for consent to undergoing
Approval for Undertaking of Derivatives Business
Approval of Auditors in the Capital Market
Bangkok, November 24, 2009 ? The SEC revoked approval of one investor contact for 10 years on account of dishonest acts, defrauding and interference with a client?s assets, and suspended another for
Application for Approval and Granting of Approval for Offering of Newly Issued Shares