appointed by a private fund management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund
securities underwriter is trust manager, trustee, person to be appointed as trustee or offeror who is unit trust owner.” Clause 3. This Notification shall come into force as from 1 January 2013. Notified this
B.E. 2535 dated 26th May B.E. 2540. Clause 2 The following persons shall be appointed as the Committee having power to settle the offences specified in Section 42 of the Provident Fund Act B.E. 2530 and
supervisor and executive director of KPMG Phoomchai Business Advisory Ltd. which was appointed as a financial advisor for business valuation and preparation of tender offer for de-listing of the said listed
two are single funds and the last are pooled funds.The Selection Committee appointed by the AOP administers the first-round screening. Those passing the first round will move on to the interview. The
auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed
._____________________________* Pursuant to SECTION 89/25, in auditing a securities company or a company in accordance with the auditing standards, either as the appointed auditor of such juristic person or as a person allowed
. ________________________________*SECTION 89/25. In auditing a securities company or a company in accordance with the auditing standards, either as the appointed auditor of such juristic person or as a person allowed to conduct
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the