and maintain the audit quality control system to comply with the standards mentioned in 1. Additionally, the audit firm consents for inspectors of the SEC Office to inspect the audit quality when
. During the period that an auditor of the audit firm has been registered with the SEC, I certify that the audit firm will regularly review and maintain the audit quality control system to comply with ISQC1
/LawsandRegulations/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made
institutions, involving extensions, postponements, or adjustments to repayment schedules; and (5) a waiver of the obligation to maintain the net debt-to-equity ratio at the end of the 2024 fiscal year
from derivatives trading must also be adopted. Capital Adequacy: Derivatives agents must maintain net capital requirements at the end of each working day not less than 15 million baht as well as not
manipulation onto the overall market. Investor contacts are strongly advised to perform their duties with care and prudence in accordance with the professional ethics and standards of conduct to maintain their
situations and fair treatment to all types of investors. The regulatory review also aims to promote and maintain stability and efficiency in securities trading. The SET will expedite the reviewing process of
Characteristics of Company Directors and Executives dated April 23, 2010. Such person shall thus be removed from any director or executive position of issuing or listed company and shall not maintain in such
investment unit brokerage to maintain ongoing capital at a ratio appropriate for their business and in line with international standards. In addition, the new rules would enhance business continuity while
, focuses on the additional objective of the CMDF establishment ? permission for the CMDF to give financial support for the SET as deemed necessary to ensure the bourse's ability to maintain its