’ securities trading accounts by allowing others to use his trading account. the special case inquiry official dismissed the case because the statute of limitations ran out. SEC Act S.243(1) in conjunction
Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing director and executive director and (2) Mr. Sunchai Intarauksorn, former deputy managing director and executive director, by allowing his own
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
investment products, including flexibility and relevance to the business models of the private sector, in line with the SEC’s short-term implementation plan, as follows: (1) Allowing leasehold
increase of the net profit in the financial statements of 2017, by allowing Ms.Chantip to use her securities’ s trading account to purchased Univanich Palm Oil Public Company Limited (UVAN) shares in such a
a custodian for the person who has authorized it to manage the private fund for which it is responsible, upon the consent of the person so authorizing and approval of the Office, in accordance with
markets, thus providing alternative means of investment and allowing investors to diversify their risk apart from investing in the domestic market. However, when choosing this type of fund, investors have
information 3 7 8,920,726.19 6,336,580.96 553,981.85 1 7 allowing any person to use one’s own securities trading account or banking account, or using any person’s securities trading account or banking account
) of K.C. Property Public Company Limited (KC) which the former directors and executives of KC and others for jointly committing with dishonest intent by authorizing KC to http://market.sec.or.th/public