Chairman 4. Mr. Mitsuru Sekiguchi Director Director (9) Opinion by The Board of Directors : The Board of Directors supported the resolution authorizing the company to enter said transactions to provide
concealing the fraud by extending the maturity terms of such B/E issues several times. The fraud was supported and assisted by (5) Thepthiwa, who knew Pattarapob and Sunchai. In so doing, Thepthiwa allowed his
benefactors, and thus weakened the prevention of improper client activities. Under such circumstance, if a client committed any wrongdoing, the company could be deemed to have supported or participated in such
and Section 311 of the Securities and Exchange Act B.E. 2535 (1992) and the persons under (4), (5), (6), (7), and (8) assisted and supported them in committing the offenses, constituting offenses
initiative developed by investors and supported by the United Nations, offering principles for responsible investment to be applied voluntarily to investment decision making and ownership practice. The PRI
cooperate with CDP on this programme. As the first state agency in Thailand to have officially supported TCFD since 30 December 2020, the SEC has spearheaded several key initiatives including the introduction
consideration of market specificities and nuanced approaches for different engagements • Numerous engagement options and reference points for investors, supported by wide range of tools, benchmark assessments and
securities business, derivatives business or any other business of financial service or participates or supports or having participated or supported such act of other person; (2) there are reasonable grounds
of malfeasance in the operation or service of securities business, derivatives business or any other business of financial service or participates or supports or having participated or supported such