group (Securities Purchasers) , by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the
Group (Securities Purchasers), by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside
inside information concerning an increase of the net profit of Q3/2019. Subsequently, on 15 October 2019 to 4 November 2019, Miss Tongjai purchased 248,500 of HFT shares in such a way as to take advantage
establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent
establishing and managing Yes No the representative office abroad. 3.3 Having a ready working system comprising at least operational Yes No management, compliance and information management, and competent
Limited Companies Act B.E.2535 (1992) to call an extraordinary general meeting in order to elect new directors. The SEC and other competent authorities have issued guidelines to set out the procedures
December 2019 2. The parties involved : Borrower : Pan Asia Footwear Public Company Limited [PAF] Lender : Advantage Footwear Company Limited [AVF] Relationship : PAF holds direct and Indirect the 84.25
or enter into a derivatives contract related to such securities; or (d) action not having a characteristic of taking an advantage of other persons or any characteristic as specified in the notification
market conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in