characteristics and risks associated with rapidly evolving digital assets and apply the principle of “same activity, same risk, same regulatory outcome.” This aligns with the TDO's important goal of driving the
’ equity falls below zero. In case of any irregular trading activity, SET is the frontline inspector and, if it is considered a liable offense, will gather information for SEC to conduct in-depth inspection
remedy the emergency situation related to security; re: to prohibit the people gathering, carrying out activity and conspiracy concerning the risk to spread the disease in the country except the family
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the
evaluation results, compared to 90 percent in 2019 and 93 percent in 2020. The strong determination of the heads of audit firms contributes to the ongoing enhancement of audit work quality of affiliated
Exchange Act in order to ensure that the enforcement of the law and the enhancement of the protection of investors in the capital market will be more effective and consistent with the suggestions received
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and
enhancement of Thai ecosystem for transformation into digital economy and sustainable growth.” H.E. Brian Davidson, the British Ambassador to Thailand said “Financial services and, in particular, fintech
Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of inspection results Next step for stability Conclusion Significant statistical information 3 4 7 8 13 31