indicating that {A} sent trading orders and afterwards informed his client's authorized person. Such authorized person did not reject the transactions. From the record, in addition, {A} specified details of
analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons, and
2: Consideration for approval of the change to the coupon rate. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the
investors in the Thai capital market as well as bright prospect of listed companiesû future growth in 2004 is expected to continue. Highlights SECûs achievements in 2003 in terms of enhancing confidence in
environment. The DLT is a new technology that would resolve and diminish any obstacles in businesses, as well as increase the efficiency in mutual fund investment and management, which will be quicker and
Strategy "This collaboration between SEC and the Department of Industrial Promotion is considered a new dimension that will help the SEC understand the real needs, problems and obstacles. And the SEC will
additional costs and are obstacles to extend the fund size at the initial stage. Therefore, SEC has put forward the amendments to the regulations on the limitations on unitholding in mutual funds. The
proposed amendments would: (1) apply the same auto approval principles for the establishment of local branches to the applications for establishment of foreign branches as well, (2) remove the mandatory
The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an
._____________________Remarks:* Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are unnecessary or do not keep pace with situations or remain obstacles