? transaction reports, outstanding balance portfolios and copies of bank deposit receipts to deceive the clients that she had purchased and/or sold securities according to their orders or had transferred the

notes to the financial statements (under equipment) and in the balance sheet are different, etc. This is deemed as violating Section 56 of Securities and Exchange Act B.E. 2535. 2. The auditor

revenue and record allowance for doubtful debt for the outstanding balance. Furthermore, in evaluating financial capability of real estate companies and the progress of construction which are parts of the

, which also shows the outstanding balance of each bond issue, SEC Bond Check Version 2 features an advanced search function by interest rate range, time to maturity, credit rating and risk level

balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets.  In addition, this approach is in line with

independent from the owner of assets to be invested by REITs. Moreover, REIT trustees must have in place preventive measures or sufficient check and balance mechanism, in cases of entering into transactions

has been set up clearly with proper check and balance mechanism. Even SEC Secretary-General is unable to intervene the procedure, said SEC Secretary-General Thirachai Phuvanatnaranubala.

composition to ensure efficient check and balance, but the SEC has decided to impose only the one-third requirement to avoid too much burden on listed firms. Most of the firms have already met the requirement

lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on

regard, governmental policy and a sound regulatory framework are among the key factors for supporting M&A efficiency without compromising the right balance between facilitating business transactions and