Assurance Disclosure Report Structure GRI : Global Reporting Initiative UNGC : United Nations Global Compact IIRC : International Integrated Reporting Council TCFD : Task Force on Climate-related Financial

continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out the followings task at least once each year: (1) Testing and reviewing of the business

the followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation

followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation report by

nominating committee will be appointed with the task of selecting the Chairman and Secretary-General positions. Only industry experts will be eligible for the Chairman nomination. In addition, a separate

สมาชิกเข้าร่วมลงนามระดับพหุภาคีเพื่อจะสามารถขอข้อมูลระหว่างกันได้สะดวก นอกจากนี้ ก.ล.ต. ได้ส่งผู้แทนเข้าร่วมใน Implementation Task Force ของ IOSCO เพื่อร่วมในการกำหนดมาตรฐานต่าง ๆ เกี่ยวกับการกำกับดูแล

to provide full services, and implementing a voluntary leave without pay scheme, initially for management but also later opened up to all employees. Maintaining a strong liquidity position has been a

) of 2020, administrative expenses was THB 109 million which decreased by THB 14 million or 11% from 9M/2019. The increase is mainly from the leave without pay policy which was effective since Q2/2020

implementation of leave without pay policy which was effective since Q2/2020. • Admin expenses to total revenue in 2020 was 19.1%, improved by 5.6% from 2019 due to the higher proportion of the decrease in revenue

company cause the relevant executive or personnel who is responsible for such non-compliance to leave so as such person is no longer be related with the management company. Clause 6. The Office shall