FAs disseminate the information that is not contained in the filing; Together with the issuers, clarifying to the SEC the following occurrences when arising within one year ( for Thai issuing companies
of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law
dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law; (3) within three years preceding the year of filing application toward the date of
. The excess of the capital shall be invested in other types of assets* such as government bonds, treasury bills, bank deposits, debt instrument mutual funds (both Thai and foreign), or in units of other
of which concern unfair securities trading practices or cheating, fraudulent or dishonest business operation or money laundering control and suppression, regardless of whether it is Thai or foreign law
qualifications are required such as a paid-up capital of not less than ten million baht, having at least one-third of independent directors, a least two Thai-national directors (one in these two directors must be
qualifications are required such as a paid-up capital of not less than ten million baht, having at least one-third of independent directors, a least two Thai-national directors (one in these two directors must be
director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being banned under the law on Supervision of Financial Institutions, either Thai or foreign