The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and
Stability Board’s (FSB) Key Standards for Sound Financial Systems serving FSB, G20 and OECD members. They have also been used by the World Bank Group in more than 60 country reviews worldwide. And they
แบบรับทราบความเสี่ยง (Structure Note)
appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness
Re: Guidelines Relating to Operating Systems of Fund Management Business
Re: Guidelines Relating to Operating Systems of Fund Management Business
Rules in Detail on Establishment of Information Technology Systems
respective Principles. These Guidelines for External Reviews aim to promote best practice. They complement the Principles and other existing relevant guidance such as the Assurance Framework for the Climate
systems, the integrity of the company's financial position and information disclosure as well as shareholder engagement and communication.The SEC expects the board of directors will adopt and apply the CG
ขอเชิญร่วมอบรม Overview on "ESG Integration Framework" for investment analysis