other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

 to make sure that the personal data management is compliance with PDPA by creating Data Governance Policy and Guidelines for personal data protection management throughout the data life cycle

accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure

make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused

share < 60% / Tracking error ≥ 4%) E. Not sure. 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 0% 2% 4% 6% 8% 10% 12% Active style diagram (2017) Below 1.61 1.61 - 1.9 1.9 - 2.19 Above 2.19 Diversified stock

, expenses and tax benefit conditions before making any investment decision to make sure that they would be entitled to receive benefits and would not be in breach of LTF and RMF criteria. In all cases

covered in the sustainability building goals to make sure that Thai ESG Funds will be another efficient channel for long-term savings and investment for the public. We should also underline the important

Average ROE* - mean 64% 65% *medians are 18% and 24% for 2014 and 2013, respectively. Source: statistics or financial statements accessible at www.sec.or.th Outlines  Fees: a sure thing  Performance

Green bond < Conventional bond Green bond 10% Conventional bond 39% Not sure 51% Source: Research and Data Department, SEC , Thailand (as of 6/2023) Remarks: *YTM ของ bonds ในแบบส ารวจคอื 3.44% (คา่เริม่

was evident in some cases involving unusual sales transactions with fraud potential that should have warranted the auditors’ special attention had they been sufficiently skeptic to spot the strangeness