only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF
the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and
long term. Principle 3.5 The board should ensure that all directors are properly accountable for their duties, responsibilities and (in-) actions, and allocate sufficient time to discharge their duties
) enhancing efficiency of preventive measures and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to promote the Thai capital market as a regional financial
shareholders have the opportunity to participate effectively in decision-making involving significant corporate matters. Principle 8.2 The board should ensure that the shareholders’ meetings are held as
stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market Expectations Businesses that need fund mobilizing Using capital market as channels to mobilize capital
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
Advantages and disadvantages in terms of expenses, risks, benefits of unitholders; (5) For the unitholders who vote against the resolution/ do not express their intentions, the mutual fund management company
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of