duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
2011 to early 2015 with achievements in lifting up the Thai capital market to match the international standards, enhancing trustworthiness with up-to-date supervisory and preventive measures, promoting
already obtained their respective licenses while others are in the application process. They each deploy different data types and structures in their business operation. The SEC is therefore proposing draft
assessments are crucial for the development of the financial sector in Thailand as they help to ensure alignment of regulatory frameworks and supervisions with the corresponding international standards. The
Transferable Subscription Rights (TSR) is an instrument to enable investors with liquidity to sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders
) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
protected by Thai laws and may fall victim to frauds and scams as well as money laundering schemes. With reference to the recent occurrence, a foreign private digital wallet service provider has solicited
raise public awareness and understanding in savings and investments and enable them to access the products suitable to their investment profile with a view to saving sufficient assets for their
developments with the aim of enhancing the integrity and resiliency of Thai capital market, promoting the Thai capital market as a fund raising channel with competitive cost for businesses and foster the Thai
strategic plan (2017-2019), which focuses on driving the Thai capital market competitiveness with financial technology. The plan aims to promote stakeholder inclusiveness, sustainability, good governance as