ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
opportunities and mutual benefits of capital markets from the growth of emerging Asia and to be more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General
offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the
ว่าบริษัทในต่างประเทศ (global custodian) จะสามารถปฏิบัติตามมาตรา 127 แห่ง พ.ร.บ. หลักทรัพย์ฯ ได้หรือไม่ เพราะการปฏิบัติหน้าที่ดังกล่าวจะส่งผลกระทบต่อการรักษาผลประโยชน์ของผู้ถือหน่วยลงทุน (investor
, strengthen investor protection, and support the use of digital technology in fundraising for the benefit of national development. The amendments have become effective since 16 January 2024. On 2 March 2023
the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual fund management company to take any
the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual fund management company to take any