Facebook Page ชื่อ Trading Stock : Unlicensed securities and derivatives business (Disclosure Date : 08/12/2023)
Facebook Page ชื่อ Stock Trading : Unlicensed securities and derivatives business (Disclosure Date : 08/12/2023)
Facebook page ชื่อ Stock InvestDiary : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)
Facebook page “The stock exchange of thailand.” impersonates “The Stock Exchange of Thailand” : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2024)
Facebook page “The stock exchange of thailand.” impersonates “The Stock Exchange of Thailand” : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2024)
leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC
the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC, and
On 9 July 2020, the CMSB Meeting No. 13/2563, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution approving the regulations related to the establishment of high yield bond funds that will help increase liquidity and allow debt issuers affected by the COVID-19 pandemic to continue their business operation (bridge financing). This in turn will increase liquidity and stability of the high yield bond market as well as offer an alternative for high net worth investors...
circumstance, many audit firms in the capital market tend to postpone nomination of persons to apply for approval as auditor in the capital market, which may cause the number of auditors in the capital market
Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own