investors, SEC has also developed the SEC Bond Check application, for easy access to the names of bonds that are issued and on sale, the tenor, the rates of interest, the risk levels, as well as the ability
the GDP; (2) Lack money management skills; (3) Lack ability to drive the country productivity growth as aging society is approaching; (4) Lack retirement savings resulted from insufficient savings and
Section 58 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC has instructed NUSA to clarify the following matters: 1. The action plan for NUSA to support liquidity or the ability to repay
the interests of beneficiaries and clients. Asset owners may wish to ensure that remuneration frameworks do not unduly constrain their ability to https://www.sec.or.th/cgthailand/TH/Documents/Assessment
of beneficiaries and clients. Asset owners may wish to ensure that remuneration frameworks do not unduly constrain their ability to https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN
-immunization, with knowledge and ethics, to create a sustainable market. 4 Statement of Intent (2017) 5.1 Living the values The SEC recognizes that human resources drive the organization’s ability to achieve its
Lifecycle Thailand × Know Your Client Process– Standard risk questionnaire × Focus primarily on risk preference (i.e., an investor’s aversion to risk) and ignore risk capacity (i.e., an investor’s ability to
provide a better understanding of firms’ disclosure policies and practices for better investment decisions. Aids companies can use information disclosure as a strategic tool for enhancing their ability to
arranged by the derivatives fund manager must possess knowledge, ability and business understanding and is subject to the approval of the Office in accordance with rules as prescribed in the notification of