is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the management company shall demonstrate that the following
Exchange Act B.E. 2535 (1992); (6) the management company is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the
escalation procedures. Clause 32 In the case of a serious incident, in addition to the actions under Clause 30 and Clause 31, the relevant securities clearing house or central securities depository shall also
market is a key mechanism in driving the business sectors, both listed companies and market participants, towards serious integration of ESG factors into their business operations and work processes
. (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remarks: The reason for promulgation of this Notification is to ensure the reliability and credibility of
oversee the auditors of PIEs, protect investors? interest and promote confidence in the quality and reliability of audited financial statements of PIEs. As at 31 May 2015, a total of 306 individual auditors
procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation; 1.4 Supervision of exchange-based trading to maintain continuity and reliability of the
companies? chief executive officers (CFO), the key persons responsible for accuracy and reliability of financial reports, aiming to raise awareness of their responsibilities and importance of financial
) urgent issues regarding building liquidity, recovery and strengthening capital market to support economic growth and competitiveness, and (2) fundamental issues regarding building reliability and