notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
information, documents and evidentiary documentations relating to Finnomena's business which are Finnomena did not centralize the information and provide the complaint screening procedure. SEC Act S.113
Summary of Class Action under the Civil Procedure Code Tanaporn Farungsang Litigation Department The Securities and Exchange Commission, Thailand (SEC) Definition Class action is a type of civil
corporate reporting on the issues. GHG emissions The disclosure of GHG emissions in SET 50 companies varies across company size and sector. Overall, company disclosure of Scope 1 & 2 emissions (indicator
Acquisition or Disposition Notifications, there is no procedure needed for the Company. Moreover, According to the Board meeting of the Company no. 5/2018 on 30 March 2018, it has approved to increase share
shareholders meeting for their consideration in accordance with the relevant laws and regulation. The resolution was thus in accordance with the plan and procedure approved by the AGM No.28/2017 held on April 24
the following procedure before conducting a Cross-border On-site Visit: (a) The Authorities will consult with each other about the intended timeframe for, and scope of, any Cross-border On-site Visit
auditors were unable to express opinions due to limitation on scope of audit imposed by the companies? managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014
on scope of audit imposed by the companies’ managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014 financial statements by May 27, 2015. AIE was also
expertise should the company secretary have? A: The Securities and Exchange Act only specifies the scope of duties and responsibilities, not the qualifications, of the company secretary; the appointment of a