required? If yes, please describe. 11 Does the firm's policies and procedures include the determination of the engagement team’s: • understanding of, and practical experience with, engagements of a similar
Commission concerning the Determination of Definitions relating to Issuance and Offer for Sale of Securities; (2) “securities” means shares and convertible securities; (3) “convertible securities” means
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
and other shareholders as the shareholders of SRT and GCT, the determination of details of memorandum of association and articles of association of the New Company, the appointment of directors and
Limited), the appointment of the independent financial advisor, the determination of the date of the Extraordinary General Meeting of Shareholders No. 1/2019, and the determination of the date on which the
1 August 17, 2018 Subject: Notification of the Resolutions of the Board of Directors’ Meeting and Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President
Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary
with the Nominating and Remuneration Committee’s recommendation and resolved to propose to the AGM to approve the determination of director’s remuneration for the year 2019, which is the rate of the