expert witness called by the SEC Office and an alleged person except where the authority considers that it would be unnecessary, redundant or dilatory; request (3) requesting any fact or opinion from a
Clause 15/2 with the letter requesting for resolution or the notice calling a unitholders’ meeting as stipulated under the first paragraph. In considering whether persons are of the same group with regards
Clause 15/2 with the letter requesting for resolution or the notice calling a unitholders’ meeting as stipulated under the first paragraph. In considering whether persons are of the same group with regards
made by the mutual fund supervisor pursuant to Clause 15/2 with the letter requesting for resolution or the notice calling a unitholders’ meeting as stipulated under the first paragraph. In considering
does not constitute an implicit or explicit investment advice. The information provided herein is general in nature and does not constitute an advertisement of financial products in Switzerland pursuant
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion requesting the arbitrator to interpret such statement within thirty days from the
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion (UNOFFICIAL TRANSLATION) - 10 - requesting the arbitrator to interpret such
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion (UNOFFICIAL TRANSLATION) - 10 - requesting the arbitrator to interpret such
, but not limited to, requesting information from the audit oversight authority that the applicant registers with, or requesting the applicant for more information or clarification. The SEC will notify
50,000. In considering the application, the SEC will verify the information as described in the application form and supporting documents. The process may include, but not limited to, requesting