will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found.   The issuers covered under the proposed revision are non-listed

issuing regulations on disclosure of interim financial information, including the requirements on format, frequency and period of preparation and submission of interim financial reporting. Currently, SEC is

executive in a securities issuing company or a securities company, as summarized below:               (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or

, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or executive in a securities issuing company or a

Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers ​Experiences​ ​Legal Specialist of Takeover Panel, the Office of the Securities and Exchange Commission

Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on

follows :     - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chatchaifrom holding the position of director or executive at any issuing or listed

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the

1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241

The SEC has banned Mr. Chitchai from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil