strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
with the Ministry of Finance and regarded as another mechanism for protecting and empowering shareholders to make their own decisions to solve the company's problems; (3) CMDF: establishing the CMDF as a
assets, protecting investors from frauds or exploitation, and preventing money laundering.Regarding digital token offering, the Digital Asset Business Law requires filing of the registration statement and
as elevate the operation of bond holders’ representatives to be of the same standard, and are expected to exercise their duties protecting the benefits of the bond holders.To accommodate the
. Regulations on issuing equity instruments are aimed at protecting the following group of investors: New investors purchasing securities – the company is required to have appropriate qualifications and disclose
Thailand for not protecting the rights of shareholders, treating shareholders unfairly or failing to disclose complete and accurate information. 2. Normal track case for cases which are not fast track
while focusing on protecting and safeguarding the best interests of the investors. 1.4 The private fund management company shall not follow orders of the clients without any considerations and judgments
while focusing on protecting and safeguarding the best interests of the investors. 1.4 The private fund management company shall not follow orders of the clients without any considerations and judgments
selling of assets. In this schedule the company sold out the investment port amount 27,000 baht related to total assets of the company was less than 15% of total assets and the company has no transaction
Company Limited 140/1 KHANJANAPISEK RD., BANGKAE, BANGKAE, BANGKOK, THAILAND. 10160 Tel: 02-455-2888 Fax: 02-455-2763 ( “TRANSLATION” ) No. TG 024 / 2561 6 February 2018 Subject Schedule for the