approval.  However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following

Discussion and Analysis EXECUTIVE SUMMARY SIGNIFICANT EVENTS New Capital Structure and Use of Proceed from IPO Regarding our IPO, we received net proceed from IPO in the amount of Baht 11,078 million composing

derivatives position remaining until the settlement date. 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The derivatives broker may be unable to

may lose from the derivatives position remaining until the settlement date. (Translation) 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The

futures trading or due to any other reasons, the investor may lose from the derivatives position remaining until the settlement date. (Translation) 6. Risk from being unable to proceed with the order of

transfer the land promptly. 8. Benefits that the listed company expects to obtain as a result of the transaction The proceed from sale will be used to improve the working capital, increase liquidity and

be voidable unless regulated otherwise, etc.;    (2)  Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1

MANAGEMENT COMPANY LIMITED ASCEND WEALTH COMPANY LIMITED I V GLOBAL SECURITIES PUBLIC COMPANY LIMITED INDUSTRIAL AND COMMERCIAL BANK OF CHINA (THAI) PUBLIC COMPANY LIMITED ICAP SECURITIES COMPANY LIMITED IT

or submit additional documents evidence as appropriate within the specified period. If the applicant fails to comply or proceed as required, the Office shall deem that (Translation) -4- such applicant

an amendment to the trust instrument fails to meet the requirements as prescribed under Sub-clause (1), the trustee shall proceed in accordance with its power and duties as specified in the trust