advertising rules for digital asset business operators (“business operators”) to reduce their burdens regarding submission of documentation related to each advertisement to the SEC and to enhance operating
information. • Managing conflicts of interest The SEC Code of Conduct and the procedure for managing conflicts of interest are incorporated into the Code of Governance to enhance the boards’ duty performance
missions to achieve the vision. 2.1 Improve accessibility to the capital market by investors and fund raisers 2.2 Enhance quality and variety of financial products and services 2.3 Reduce cost of funds for
Appellate Committee 70 Sub-committees 76 Other Committee and Steering Groups 78 Arbitrators 79 Procedure for Investigation of Possible Contraventions of the SEC Act and Criminal Action 81 Financial Statements
initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen market competitiveness, foster sustainable development, promote financial literacy and long
international standards, and to enhance supervision on important matters in line with the regulations governing securities businesses to protect investors’ interest. The proposed amendments aim to improve the
SHARE : SEC revises rules for real estate-backed ICOs to enhance investor protection mechanism Thursday 30 April 2020 | No. 84 / 2020 Bangkok, 30 April 2020 - SEC has revised the regulations regarding
significantly increased thanks to the audit firms’ devoted allocation of resources to develop quality control system, enhance quality of human resources, and invest in audit supporting technology to improve both
sufficient information for making decisions, as well as to enhance the quality of financial reporting, the SEC regulates auditors who audit and express opinions about financial statement in capital market in
financial reporting throughout the ASEAN region.? Since its formation in 2011, AARG?s efforts to enhance audit quality in the region include engaging audit firms on joint initiatives to address common