Bangkok, January 7, 2016 ? The SEC is seeking public comments on a proposal for amending rules on real estate investment trust (REIT) to allow money lending to REIT subsidiaries. The proposal aims to
Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed
Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making. Management
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and
its practice guidelines for members regarding short-selling activities to better align with the current situations and the SEC's observations, aiming to provide securities firms with common guidelines
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the Management Team, held a meeting with representatives from the Asian Development Bank (ADB), led by Mr. Winfried Wicklein, Director General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the capital market in addressing social and environmental challenges. During the meeting, both partie...
(SDGs). It also brought to the fore investment management business operators, institutional investors and other capital market participants for an in-depth discussion on the Principles for Responsible
Entitled “WEPs Principles to Actions,” the workshop was conducted in partnership with the Securities and Exchange Commission, Thailand (SEC), and Thai Listed Companies Association (TLCA), as part
Sustainable development in the environmental area has become an important goal both nationally and internationally. The public sector implements policies that support continuing environmental conservation. The SEC, as a capital market regulator, encourages the use of capital market products to support investments in projects that conserve or protect the environment, including the development of areas designated for reforestation or afforestation to promote environmental development in Thailand....