Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023  
;- a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 
500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 - a
from committing the offense in an amount of 150,000.00 Baht - a civil monetary penalty of 1,500,000.00 Baht - a bar from serving as a
; - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/01/2023 - a reimbursement of investigative
> - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 - a reimbursement of
;- a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 
4,473,882.50 Baht - a civil monetary penalty of 3,579,106.00 Baht - a bar from serving as a director or executive in a securities issuing company