ASEAN audit regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies
regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies and collective
raise public awareness and understanding in savings and investments and enable them to access the products suitable to their investment profile with a view to saving sufficient assets for their
SHARE : SEC supports asset management companies? competitiveness Monday 12 January 2015 | No. 5 / 2015 Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their
cover enforcement of investors’ rights. This regulation will effect from 1 May 2020. Presently, several companies are interested to raise fund through digital token offer to finance their investment in
“Financial Literacy in Workplace” to raise the knowledge and financial skills among the young working class. This is implemented through corporates, with 168 employers already enlisted in training workshops
of such suitability. It shall also provide basic advice to the client in order to raise the client’s awareness on the importance of asset allocation and determine investment proportion or enter into a
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the
prepare for the Annual General Meeting” to raise awareness on the roles and responsibilities of the audit committees in providing effective oversight over listed companies’ financial reporting and audit