the firm’s audit manual and audit procedures, the lack of understanding in requirement of relevant standards, the lack of competent and skillful personnel, and the inappropriateness of internal
approval shall be terminated. Clause 8 In connection with applying for securities business license in the category of investment advisory service under this Ministerial Regulation, the competent officer
Committee consists of not less than three but not more than five members. Of this total, at least two members must be expert members of the SEC Board and at least one member shall be competent or have
foncier businesses, the commercial banking laws, the life insurance laws or any laws relating to financial businesses of similar natures, regardless of such laws being Thai or foreign, by any competent
relating to financial businesses of similar natures, regardless of such laws being Thai or foreign, by any competent agencies under such laws in respect of any offense relating to unfair activities on
relating to financial businesses of similar natures, regardless of such laws being Thai or foreign, by any competent agencies under such laws in respect of any offense relating to unfair activities on
at least of the following: □ (1) Number of employees; □ (2) The qualifications to prove that personnel is knowledgeable, competent and experienced suitable for the assigned task and such personnel
of employees; □ (2) The qualifications to prove that personnel is knowledgeable, competent and experienced suitable for the assigned task and such personnel hasbasic understanding of general laws
serve the increasing demand from customers while it was opposite with the plunge of overall steel consumption in Thailand in 2017. Moreover, the Company had successfully restructured its legacy debts
operated hours to on-peak period in order to serve the increasing demand from customers while it was opposite with the plunge of overall steel consumption in Thailand in 2017. Moreover, the Company had