... TRANSLATED VERSION As of November 23, 2011 3 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of

... TRANSLATED VERSION As of November 23, 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of

TRANSLATED VERSION As of November 23, 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the

Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for

SEC, therefore, filed a criminal complaint against the offenders to the Department of Special Investigation (DSI), in order to take appropriate legal action.  This criminal offense may result in

take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for

features of the bills. - Can be offered only to persons related to the issuer [1] or II or HNW. - If the offering is made to HNW who is not a person related to the issuer, it shall be made through

bills, the approval will be granted upon submission of a report on features of the bills. - Can be offered only to II or HNW. - If the offering is made to HNW, it shall be made through intermediaries

Name Head Office Data not found Note : * refers to inactivated derivatives broker Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which

inactivated derivatives fund manager Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial