e-service Online Submission See canceled document Securities Dealer Business >> Business Conduct   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission Marketing >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2548    17/01/2005 01/03

e-service Online Submission Marketing >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2548    17/01/2005 01/03

e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations    31/01/2002 2. Ministerial regulations   5/2539

e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560

e-service Online Submission Derivatives Fund Manager Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   9/2540 (Synopsis)   26/06/1997 2

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorNor. 2/2550 Re: Rules

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   44/2545 (Synopsis)   2