SEC Classification : ใชภ้ายใน (Internal) นโยบายบริหารทรัพยากรบุคคล สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ประจำปี 2567-2569 และแผนการบริหารจัดการและพัฒนาบุคลากร ประจำปี 2567 ตาม
PowerPoint Presentation การประเมนิความเสีย่งการทจุรติ ในประเด็นทีเ่ก ีย่วขอ้งกบัสนิบน ปี 2567 SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) 1. การก าหนดเกณฑก์ารประ
UNOFFICIAL TRANSLATION Codified up to No. 3 As of 9 June 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
Markets Wednesday 2 October 2019 | No. 131 / 2019 The 31st ASEAN Capital Markets Forum (ACMF) Meeting today in Phuket discussed the progress of ACMF initiatives on sustainability, connectivity and
mutual fund management company to suspend purchasing and redemption orders for no more than 20 business days consecutively in the following cases : (8.1) To protect the interests of the unitholders
mutual fund management company to suspend purchasing and redemption orders for no more than 20 business days consecutively in the following cases : (8.1) To protect the interests of the unitholders
statements for the first quarter ended March 31, 2020 were prepared in accordance with the Thai Financial Reporting Standard No.9 Financial Instruments (TFRS 9) and Thai Financial Reporting Standard No.16
amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of
for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units
Questionnaire No. Particulars Reference /Guidance Notes Description Risk Assessment Process for Governance and Leadership element A1 What are the quality risks in Governance and Leadership element