asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF
exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “U.S. SEC’s Move on Digital Assets,” with Dr. Wit Sittivaekin as moderator. On 2 November 2021 at 13.30 hours (local time), the
retail shops as well as Tesco Lotus will offer paying agent service for investment in mutual fund at every branch across the country. In the future, they might move forward to other capital market
ที่ กม Translation No. Gor.Mor. 42/2560 October 10, 2017 President The Stock Exchange of Thailand Dear Madam, Approval for Buying Land for Investment Purposes The Board Meeting of O.C.C. Public
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
Miss Kannida Tangkittrongcharoen Miss Kannida Tangkittrongcharoen joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a
Mr. Koravit Asawakul Mr. Koravit Asawakul joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and
Mr. Pakkawan Wongopasi Mr. Pakkawan Wongopasi joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and