management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
limiting the reviewing scope by the PLE management and not complying with the generally accepted accounting principles. Moreover, the exclusion of Techner?s interim financial statements from those of
principles to mitigate the risks of greenwashing and promote readiness of the ESG in practice factor. Furthermore, international experts in sustainable investment and analysis shared their experiences with
governance principles based on CG Code, the prevention of unfair securities trading practices, and the supervision of digital assets. The training aimed to enhance understanding of roles and responsibilities
) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights (UNGPs), to assist business sector integrate human rights into its business operations. Earlier, during the
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
auditors.Earlier, auditors gave qualified opinions on the said companies? financial statements after concluded that those financial statements did not comply with the generally accepted accounting principles. The
เรื่องความเท่าเทียมทางเพศและพลังของผู้หญิงในเอเชีย รวมถึงนำเสนอแนวทางปฏิบัติของ Women Empowerment Principles หรือ WEPs ในการสนับสนุนผู้นำหญิงในภาคธุรกิจและผู้ประกอบการหญิง ตลอดจนการสร้างความโปร่งใสในการ
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมมือกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) กองทุนบำเหน็จบำนาญข้าราชการ (กบข.) และสมาคมบริษัทจัดการลงทุน
of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into