relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have
personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest
campaign ) Basic investment knowledge;(2) Understanding investment products;(3) Understanding digital assets and related risks;(4) Investment diversification and monitoring;(5) Understanding
” investor education campaign ) Basic investment knowledge;(2) Understanding investment products;(3) Understanding digital assets and related risks;(4) Investment diversification and monitoring;(5
further develop the regulatory environment for the FinTech sector, promote sustainable finance, and increase awareness of sustainable investment in Thailand and other ASEAN countries. The cooperation will
SMEs in accessing funds through the capital market on 30 September 2019. This seminar created awareness and knowledge of financial tools in the capital market available for industrial SMEs. This is in
14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to
resource that enhances Thai listed companies' knowledge and understanding of the SDGs, enabling them to incorporate the principles into business operations effectively, facilitating their information
continuously focused on the development of knowledge standard for all professionals in the capital market since knowledgeable and quality professionals are instrumental in enhancing the quality of investment