of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and

of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and

Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form

Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy

World Investor Week is a global campaign to raise awareness about the importance of investor education and protection promoted by the International Organization of Securities Commissions (IOSCO). The

Members Program (APC). The APC aims at educating the provident fund committee members on best practices, good governance and duties of the provident fund committee. The program includes knowledge on various

Bangkok, June 20, 2012 ? The SEC awarded ?ICT for society? for its accomplishment in developing Mobile App ?start-to-invest? to promote financial literacy and investment knowledge to the general

relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have

personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest

campaign )    Basic investment knowledge;(2)    Understanding investment products;(3)    Understanding digital assets and related risks;(4)    Investment diversification and monitoring;(5)    Understanding