act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the
services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the capital market
damage at the amount of 20,000 baht. SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited
, reducing recruitment and training costs. • 74% of LGBTI consumers are more likely to support businesses they perceive as inclusive, enhancing brand loyalty and expanding market reach. SEC Classification
investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the
cross-border offering of funds within the region, to include Sukuk into the framework on cross-border publication of research reports, and to update the progress on the ASEAN Corporate Governance
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be
(Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand : HK-TH MRF) เป็นความร่วมมือเพื่ออำนวยความสะดวกแก่บริษัทหลักทรัพย์จัดการกองทุน
promoting Thailand as a regional financial connector for development of infrastructures in the region where tremendous investment funds are in need. Introduction of infrastructure trust will bring about more
Asian region. The ABMF Meeting and the back-to-back seminar took place during 29 - 31 January 2024, at the SET Building.