its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
Fund may invest or have in Possession (Repealed) Appointment of the Settlement Committee under the Provident Fund Act B.E. 2530(Repealed) Appointment of the Settlement Committee under the Provident
, have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company and listed company pursuant to the Notification of the Securities and Exchange
กองทุนอื่นได้ไม่เกินร้อยละ 25 ของจำนวนหน่วยลงทุนทั้งหมดของกองทุนอื่นนั้น (“concentration limit”) เว้นแต่จะได้รับความเห็นชอบจากสำนักงานโดยกองทุนอื่นนั้นต้องเป็นของกองทุนที่จัดตั้งขึ้นใหม่ มีขนาด
securities depository concerning the following matters shall not limit, obstruct, or lessen the rights of a member or limit its provision of services as a central securities depository without reasonable cause
เงื่อนไขของตราสาร เป็น พิจารณาที่ Credit rating เท่านั้น กล่าวคือกรณีที่เป็นตราสาร investment grade ให้ company limit ไม่เกินร้อยละ 15 ของ NAV2 และ
’), with a view to decarbonising the business and value chain to help limit average global mean temperature increases to 1.5 degrees Celsius above pre-industrial levels. Scientists have made a clear and
10 In case of applying for work recontinuation after completing suspension term due to possession of prohibited characteristics. − − ✓ Remarks: 7 Application must be submitted within 5 years as from