Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
planned to lift suitability test standard to facilitate business operators and investors. The standardized suitability test will be used for investment in all types of the capital market products including
of Assets August/2023 Click here to display all results [Digital Asset] Number of Active USER Classifid BY TYPE of Investor ( 1 record(s) found) No. Report Name Data File As of Data Definition 1
nichaya@sec.or.th nuchanat@sec.or.th Active ES00030 เปิดบริการ งบการเงินและแบบแสดงรายการข้อมูลประจำปี 56-DR (การจัดส่งข้อมูลและรายงานต่าง ๆ) DR (สำหรับการยื่นแบบ 56-DR) ฝ่ายกำกับตลาด มีค่าธรรมเนียม Login
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involving with complicated transactions, audit works need competent audit teams under quality assurance system. To lift up confidence in the Thai capital market, audit firms should place priorities on
analysis and decision-making processes 2 We will be active owners and incorporate ESG issues into our ownership policies and practices. 3 We will seek appropriate disclosure on ESG issues by the entities in
held this workshop, where knowledge and experiences would be shared for the purpose of active and swift operation, such knowledge include, collecting and inspecting evidence, procedures regarding
most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards. The
Meeting 2/2019 held in Japan in October 2019. This opportunity reflects once again the confidence of the international regulators in SEC Thailand as the IOSCO APRC host, thanks to our active