changing date. In the case where the assets of clients under Paragraph 1(1) (2) and (3) are those for purchase or sale of securities in foreign country, the securities company shall segregate such assets in
into account the best interests of its client. Nevertheless, the amendment process should take less than 30 days as of the changing date. In the case where the assets of clients under Paragraph 1(1) (2
into account the best interests of its client. Nevertheless, the amendment process should take less than 30 days as of the changing date. In the case where the assets of clients under Paragraph 1(1) (2
should not over 300 million Baht or amount equivalent in other foreign currencies. In this regard, the Company is able to issue and offer additional debentures to replace the existing debentures that have
calculation will reflect position risk of assets and cover related business transactions, in line with international standards and the changing market conditions to serve the ongoing business operation and to
derivative agent business and respond to investors? changing demands. The proposed rules would allow investment consultants (IC) and investment planners (IP) to render more services related to securities and
operators.The draft revision aims to accommodate supervision of agricultural futures business operators and comply with the changing financial reporting standards. It also amends certain disclosure requirements
changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in
principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement
2019-11-14 - ชี้แจงเปลี่ยนแปลงมากกว่า 20% Q3-2562 - ENG November 14, 2019 Subject: The clarification of the quarter 3/2019’s profit changing more than 20% Attention: The President The Stock Exchange