profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
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CTE Token : Unapproved public offering of digital token (Disclosure Date : 18/02/2020)
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Facebook "CC2." : Unlicensed securities and derivatives business (Disclosure Date : 10/03/2022)
SANAM THUN : Unlicensed securities and derivatives business (Disclosure Date : 05/04/2021)
BitX : Unlicensed digital asset business (Disclosure Date : 20/04/2021)
Facebook "IJK" : Unlicensed securities and derivatives business (Disclosure Date : 10/03/2022)
Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)