Bangkok, September 9, 2014 - The SEC suspended {A}, a securities investment consultant of Country Group Securities PLC., for trading on a securities trading account of the client without client's
Bangkok, March 27, 2014 - The SEC suspended {A}, a former capital market investment consultant of UOB Kay Hian Securities (Thailand) Plc, and {B}, a capital market investment consultant of Krungsri
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended
Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units
ก.ล.ต. ร่วมออกบูธในงาน Money Expo Bangkok 2014 ภายใต้แนวคิด ?The successful world at your backyard? เพื่อให้ประชาชนตระหนักถึงความสำคัญและเริ่มต้นออมและลงทุนอย่างจริงจัง นายวรพล โสคติยานุรักษ์
On 14 December 2023, SEC Secretary-General Pornanong Budsaratragoon and the management team attended the opening ceremony of the 6th Money Expo 2023 Bangkok Year-End, which was presided over by Mr
Facebook Page ชื่อ Money borrowing service : Unlicensed securities and derivatives business (Disclosure Date : 28/11/2023)
Facebook page อ้างชื่อ Money Chat : Unlicensed securities and derivatives business (Disclosure Date : 28/11/2023)
Facebook Page อ้างชื่อ Money Coach : Unlicensed securities and derivatives business (Disclosure Date : 07/12/2023)