, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management
securities company shall have a code of conduct in writing, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system
or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management system to prevent damage
acquisition of assets, as follows: 1.1 to acknowledge and certify the cancellation of the calculation of the transaction size of the Company in relation to the acquisition of assets regarding the investment in
1,288,492.35 260,883 1,347,533.34 259,739 1,333,393.92 232,491 ความถี่ในการรายงานเป็นรายไตรมาส เริ่มต้นตั้งแต่ ปี 2565 _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal)
ต้นตั้งแต่ ปี 2565 _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal)
Bangkok, 14 March 2021 – The Securities and Exchange Commission (SEC) has appointed Ms. Naovarat Chantavanich as Assistant Secretary-General – Internal Excellence Division, in charge of the Finance
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
หลักทรัพย์ 1 นายหน้า (Crypto) 1 นายหน้า (Token) 1 ผู้จัดการเงินทุนคริปโทเคอร์เรนซี 1 ผู้จัดการเงินทุนโทเคนดิจิทัล 1 รวม 7 _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal)
, and must organize a good internal control system for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation calculating net asset value of fund or