alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
next submission depends on the IT Risk Assessment (ITRA) result of individual audit firms.The consultation paper is available at www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=965. Stakeholders and
published in the Government Gazette and have become effective from 1 February 2024. ________________________Remarks: * Including any individual holding the bills issued by a company at the full amount not
individual investor. A combined amount sold to individual investors must be no more than four times of shareholders’ equity or no more than 70% of total amount offered. Digital asset exchanges, brokers and
well as the individual face value of each type of debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or
individual customer’s needs in every aspect of their lives via the mixture of physical branches and digital channels to deliver the best customer experience. These efforts are intended to promote customer
audit quality. Because the auditors are the individual with experience and knowledge in the entity they audit, they can plan, perform risk assessment, review the workpapers and provide proper consultation
share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations
properly communicating its transition strategy or greenwashing? Physical Risk • How susceptible are the company’s value chain, including its supply chain, its own operations, and its customers, to chronic
physical asset delivery. The solicitation messages are translated into Thai and other languages. In the case of the Facebook accounts Pimnara Poonsawat and Befaii Suwinya, the public is solicited to send